MFC-Live! (from My Financial Coach)

7 Things to Ask Your Financial Professional - with Ryan Bennett

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Enpo puts the pressure on to demonstrate how a financial advisor would react to being asked a series of questions before being hired.


We will be answering these questions:


  • Does it concern you when a client brings a list of initial questions?

    • LIST OF QUESTIONS:

    • How are you compensated?
    • Do you have any minimums or quotas that you have to meet?
    • What licenses, registrations and/or designations do you hold?
    • Are you a fiduciary in all transactions?
    • Can you review your U4 or any other relevant disciplinary history with me?
    • Do you provide comprehensive financial planning or do you perform elements of it?

      •  

      Referenced Article: https://myfinancialcoach.com/portfolio/aapl-seven-things-to-know-before-hiring-a-financial-planner/



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