A Deep Dive into the Private Funds Risk Alert

This week on Between The Lines, host Darren Mooney sits down with Greg Larkin, a Partner in the Private Investment Funds practice of Goodwin Proctor, to discuss the recent Risk Alert issued by the SEC’s Division of Examinations. Join the pair as they break down the Alert and offer insightful tips on how to react to the Alert’s observations.

Key Takeaways:

00:22    Show overview/ Guest introduction
00:32    Private fund advisers are under the microscope
04:33    Conduct inconsistent with governing fund documents
05:59    What can Hedge Funds do without LPACs?
07:53    Post-commitment fee calculation issues
11:35    Recycling of investment capital
14:50    Staying within your investment strategy
16:23    Notable issues related to advertising
20:15    Substantiation rules the day
21:00    Due diligence best practices
28:40    Incorporating new elements to portfolio investment oversight
33:28    Muddying the waters on hedge clauses
38:38    Closing thoughts: There’s more coming

Links: 

Between the Lines:   Email Us | Greyline.co | The Risk Alert 

Greg Larkin:  LinkedIn | Website