In this episode, we break down the ADGM’s 2024 DNFBP Common Findings Report, which highlights six recurring compliance gaps uncovered during AML/TFS assessments across Designated Non-Financial Businesses and Professions.

From inadequate customer due diligence to missing TFS risk assessments, weak ongoing monitoring, and MLRO succession issues — we explore what the regulator found, the expectations set for DNFBPs, and the steps firms must take to align with AML/TFS obligations.

Whether you’re in real estate, company services, legal, or the high-value goods sector, this episode will help you understand the risks, avoid common pitfalls, and strengthen your compliance framework.

Presented by 10 Leaves!