In this episode, Akin Gump investment management partners Barbara Niederkofler and Jason Daniel discuss the Securities and Exchange Commission’s proposed modernization of the advertising and cash solicitation rules under the Advisers Act.

Among the topics covered:

·         Redefinition of “advertisement.”

·         Case studies guidance.

·         Testimonials and fraudulent statements.

·         Net and hypothetical performance.

·         New compliance policies.

For more information on Akin Gump’s investment management work, please visit akingump.com.