Cadwalader Cabinet General Counsel

And the 40-Year Review Is Concluded


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SEC adopts final rule on investment companies' use of derivatives. Trade groups support CFTC-proposed amendments to uncleared swap margin rules. Banking agencies adopt revisions to regulatory capital rule and liquidity coverage ratio rule. Broker-dealer settles FINRA charges for disclosure and reporting failures. SEC division of corporation finance director to step down.
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Cadwalader Cabinet General CounselBy Cadwalader Cabinet