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At the End of the Workday
CFPB issues CAS approval for PayActiv's earned wage access products. CFTC and ESMA sign MOU on U.S. DCOs recognized under EMIR. NFA reminds firms of upcoming compliance date to satisfy swaps proficiency requirements. Broker-Dealer settles FINRA charges for recordkeeping and supervisory failures. Firm settles FINRA charges for options position violations. French bank settles OFAC charges for Syrian sanctions violations. Lender settles CFPB charges for unlawful payment terms on loans to military personnel.
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By Cadwalader CabinetCFPB issues CAS approval for PayActiv's earned wage access products. CFTC and ESMA sign MOU on U.S. DCOs recognized under EMIR. NFA reminds firms of upcoming compliance date to satisfy swaps proficiency requirements. Broker-Dealer settles FINRA charges for recordkeeping and supervisory failures. Firm settles FINRA charges for options position violations. French bank settles OFAC charges for Syrian sanctions violations. Lender settles CFPB charges for unlawful payment terms on loans to military personnel.