Cadwalader Cabinet General Counsel

Aug 27: Regulation, Regulación


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SEC proposes SBS substituted compliance for Spain. FINRA proposes further delay of TBA margin requirements. NFA proposes Interpretive Notice on certain IM model-related filings. NFA proposes amendments to Branch Office Interpretive Notice. Underwriter settles SEC charges for failing to disclose conflicts. UK bank settles OFAC charges for Sudanese sanctions violations.

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Cadwalader Cabinet General CounselBy Cadwalader Cabinet