Cadwalader Cabinet General Counsel

Better Living through Technology


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FINRA reminds firms to strengthen fraud detection and prevention systems. Treasury roundtable focuses on responsible and equitable innovation. OCC releases LIBOR preparedness self-assessment tool. SEC alerts investors to day trading margin rules. Banking agencies set effective date for net stable funding ratio requirement. Effective date set for CFTC amendments to Audit Trail, Financial Resources and CCO requirements. Effective Date set for CFTC swap trade execution requirement exemptions.
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Cadwalader Cabinet General CounselBy Cadwalader Cabinet