SEC proposes compensating certain gig workers with equity. SEC proposes expanding registration exemptions for "platform workers.” SEC and PCAOB officials decry inspection limitations on china-based audit firms. CFTC extends Brexit-related no-action relief. CFPB Director describes agency research on small business lending. NFA highlights regulatory developments for 2020. Firm settles FINRA charges for electronic correspondence failures. Firm settles FINRA charges for OATS reporting violations.