Oyster Stew - A Broth of Financial Services Commentary and Insights

CAT Compliance - Build the Surveillance Framework Regulators Demand


Listen Later

Your CAT reporting compliance requires more than just data submission; you need comprehensive surveillance programs that include monitoring both exceptions and successful reports to maintain regulatory compliance.
 
 Listen to this week’s Oyster Stew podcast as Oyster experts Ralph Magee and Steve Kuhs share their expertise in CAT and CAIS reporting, providing you with the information you need to build an effective CAT reporting compliance program.  


Oyster Consulting has the expertise, experience and licensed professionals you need, all under one roof. Follow us on LinkedIn to take advantage of our industry insights or subscribe to our monthly newsletter.

Does your firm need help now? Contact us today!

...more
View all episodesView all episodes
Download on the App Store

Oyster Stew - A Broth of Financial Services Commentary and InsightsBy Oyster Consulting

  • 5
  • 5
  • 5
  • 5
  • 5

5

9 ratings


More shows like Oyster Stew - A Broth of Financial Services Commentary and Insights

View all
The Playbook Podcast by POLITICO

The Playbook Podcast

698 Listeners

The Journal. by The Wall Street Journal & Spotify Studios

The Journal.

6,053 Listeners