We know it's challenging keeping up with everything that is going on the world of regulation and compliance. Help is at hand. In this 10-minute podcast, we help you make sense of current and future regulatory issues.
In part one of this two-part compliance round-up series Julie Pardy Director of Regulation & Marketing Engagement discusses the deadline extension for SMCR, the FCA's approach to non-financial misconduct and what good Conduct & Culture looks like regulated firms in 2021.