We know it's challenging keeping up with everything that is going on the world of regulation and compliance. Help is at hand. In this 10-minute podcast, we help you make sense of current and future regulatory issues.
In part two of this two-part compliance round-up series Julie Pardy Director of Regulation & Marketing Engagement at Worksmart emphasises the importance of reviewing and improving your conduct rules training before discussing why all firms in 2021 should embed the FCA 5 Conduct questions into their practices, policies and procedures.