Functional Finance

Compliance, Uncomplicated


Listen Later

Join Jess Bost and Kyle Happe, Compliance Specialist and founder of Backstop Compliance, for an insider's look at compliance from the perspective of someone who lives in that world every day.
If you as a wealth manager have questions about how to interact with compliance officers, check this episode out to hear from a compliance guru on how to work with your compliance officer to get things done!
Learn more about Kyle and Backstop Compliance at https://www.backstopcompliance.com/
...more
View all episodesView all episodes
Download on the App Store

Functional FinanceBy Functional Finance