31 Days to a More Effective Compliance Program

Day 23 - Investigative Protocols


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Welcome to 31 Days to a More Effective Compliance Program. Over this 31-day series in January 2026, Tom Fox will post a key component of a best-practice compliance program each day. By the end of January, you will have enough information to create, design, or enhance a compliance program. Each podcast will be short, at 6-8 minutes, with three key takeaways that you can implement at little or no cost to help update your compliance program. I hope you will join each day in January for this exploration of best practices in compliance. In today’s Day 23 episode, we delve into the essential steps for conducting a thorough and effective internal investigation following an internal report.

Key highlights:

  • Key Questions for Internal Investigations
  • Detailed Procedures for Handling Complaints
  • Steps in the Investigative Process
  • Importance of Consistency in Investigations
  • Resources:

    Listeners to this podcast can receive a 20% discount on The Compliance Handbook, 6th edition, by clicking here.

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    31 Days to a More Effective Compliance ProgramBy Thomas Fox

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