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SEC approves Nasdaq proposals supporting board diversity. FINRA adopts new requirements for inter-dealer quotation systems, shuts down OTC bulletin board service. President Biden expands prohibitions on persons undermining democracy in Belarus. DeFi company and executives settle SEC charges for unregistered securities offering. Trading platform settles SEC charges for operating as an unregistered digital asset exchange.
By Cadwalader CabinetSEC approves Nasdaq proposals supporting board diversity. FINRA adopts new requirements for inter-dealer quotation systems, shuts down OTC bulletin board service. President Biden expands prohibitions on persons undermining democracy in Belarus. DeFi company and executives settle SEC charges for unregistered securities offering. Trading platform settles SEC charges for operating as an unregistered digital asset exchange.