Limina IMS Insights

ep2: A Conversation with Randy Baron on how Access to Research has Changed

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In this episode, Limina CEO Kristoffer Fürst sits down with Randy Baron to delve into the evolving landscape of the asset management industry, shedding light on the intricate interplay between regulatory changes and research practices. With a focus on how regulations influence asset managers’ research efforts, Randy explores the crucial relationship between deep-dive research and compliance obligations.


Key highlights from the discussion include:

  • Finding the Right Research Providers: Randy emphasises the importance of engaging with firms that offer deep, differentiated research to set portfolios apart in a competitive market.
  • Balancing Compliance and Research: As regulatory requirements increase, asset managers face the challenge of allocating resources between compliance needs and the desire for extensive research crucial for maintaining a competitive edge.
  • The Growing Divide: The episode touches on the widening gap, often referred to as the "Chinese Wall," between various sectors within the industry, such as investment banking and research.
  • Transparency and Quality: While transparent reporting becomes a prominent regulatory requirement, the demand for high-quality research continues to rise, highlighting the need for asset managers to stay ahead in their research practices.


    • Tune in to gain valuable insights into the dynamic relationship between research, regulation, and the changing landscape of asset management.

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    Limina IMS InsightsBy Limina IMS