<p>This episode is an overview of the Investment Advisers Act of 1940, and is designed to provide a firm conceptual framework and foundation upon which to build your understanding of the most important law affecting investment advisers in the United States.</p>

This episode is an overview of the Investment Advisers Act of 1940, and is designed to provide a firm conceptual framework and foundation upon which to build your understanding of the most important law affecting investment advisers in the United States.

Episode 01: Investment Advisers Act Overview

The primary purpose of this series is to educate and empower in-house registered investment adviser legal and compliance professionals and others interested in this area so they can be more confident and able in their roles.

This program is designed to help you meet the tremendous, growing responsibilities laid upon your back by the lawmakers and regulators that examine and enforce the countless laws, rules and regulations applicable to registered investment advisers in the United States of America.

Business

Investing

The primary purpose of this series is to educate and empower in-house registered investment adviser legal and compliance professionals and others interested in this area so they can be more confident and able in their roles. This program is designed to help you meet the tremendous, growing responsibilities laid upon your back by the lawmakers and regulators that examine and enforce the countless laws, rules and regulations applicable to registered investment advisers in the United States of America.

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Episode 01: Investment Advisers Act Overview

Episode 01: Investment Advisers Act Overview