<p>In this episode, we are looking at Sections 204A and Rule 204A-1, known as the Code of Ethics Rule of the Investment Advisers Act of 1940.</p>

In this episode, we are looking at Sections 204A and Rule 204A-1, known as the Code of Ethics Rule of the Investment Advisers Act of 1940.

Episode 04: Section 204A of the Advisers Act

The primary purpose of this series is to educate and empower in-house registered investment adviser legal and compliance professionals and others interested in this area so they can be more confident and able in their roles.

This program is designed to help you meet the tremendous, growing responsibilities laid upon your back by the lawmakers and regulators that examine and enforce the countless laws, rules and regulations applicable to registered investment advisers in the United States of America.

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The primary purpose of this series is to educate and empower in-house registered investment adviser legal and compliance professionals and others interested in this area so they can be more confident and able in their roles. This program is designed to help you meet the tremendous, growing responsibilities laid upon your back by the lawmakers and regulators that examine and enforce the countless laws, rules and regulations applicable to registered investment advisers in the United States of America.

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Episode 04: Section 204A of the Advisers Act

Episode 04: Section 204A of the Advisers Act