Behind The Breakaway

Episode 21 - How Do I Minimize The Risk of Getting Sued? | Behind The Breakaway


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In this episode, we delve into a recent lawsuit between Edward Jones and Commonwealth Financial, and we discuss the challenges advisors face when breaking away from captive broker-dealer firms. We also explore effective strategies for transitioning clients using social media and highlights the benefits of seeking guidance from experienced firms like Uptick Partners.

For more information about Uptick Partners and how we can help you in your breakaway journey learn more about the RIA world, visit us at UptickPartners.com.

Visit Our Website https://uptickpartners.com/

Legal Disclosures https://uptickpartners.com/disclosures/

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Behind The BreakawayBy Uptick Partners

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