A couple months ago, I did an episode discussing the Corporate Transparency and concluded that, while it’s annoying and kinda stinks, it’s not that big of a deal. 

Well, we’re now a couple weeks into the reign of the CTA and I’m back to tell you….I was wrong (kinda).

Key Points From This Episode:

• Why CTA compliance might be annoying for your typical fund manager.
• Examples of the kinds of CTA amendments that might be necessary on an ongoing basis.
• Multiple analogies of questionable effectiveness. 

Disclaimer:

This show is for informational purposes only. Nothing presented here constitutes legal advice. Tokens of Wisdom is produced by Dave Rothschild, partner at Cole-Frieman & Mallon LLP headquartered in San Francisco, California. For more information, visit https://colefrieman.com/

Links Mentioned in Today’s Episode:

Dave Rothschild - https://www.linkedin.com/in/davidcrothschild/

Cole-Frieman & Mallon LLP - https://colefrieman.com/

Music by Joe Ginsberg - https://www.instagram.com/thejoeginsberg

For any questions or comments, email: [email protected]