Episode 307: Promoting UCIS and close substitutes to retail clients
Simmons & Simmons managing associates Penny Miller and Nick Colston discuss recent developments regarding the FSA’s proposals to ban the promotion of unregulated collective investment schemes and close substitutes to retail clients.
Episode 307: Promoting UCIS and close substitutes to retail clients
Simmons & Simmons managing associates Penny Miller and Nick Colston discuss recent developments regarding the FSA’s proposals to ban the promotion of unregulated collective investment schemes and close substitutes to retail clients.