Oxford Risk Podcast

Episode 9 - MiFID II Suitability and Appropriateness


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MiFID came into effect in 2007 to sufficiently facilitate cross-border investment services in Europe. These regulations have been updated in the form of MiFID II which will come into effect on 3rd Jan 2018. These regulations go beyond risk tolerance but our interest focuses on the points of suitability and appropriateness.
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Oxford Risk PodcastBy Oxford Risk