NYDFS urges DOL to reconsider proposed amendment on investment recommendations. SEC creates new OCIE "Event and Emerging Risks Examination Team." A broker-dealer settles FINRA charges for failure to detect suspicious activity and file SARs. Congress asks FHFA director to pause enterprise regulatory capital rulemaking. FINRA proposes extension of temporary relief for staff from procedural requirements. FINRA extends effective date for amendments to TRACE reporting requirements