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Exam Priorities Plus
The SEC’s OCIE and FINRA recently released their 2020 exam priorities. Today on the show, we’ll explore what the priorities tell us.
Please note: CLE and CPE credit are not offered for listening to this podcast, and the views and opinions expressed within represent those of the speakers and not necessarily those of PLI.
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By Practising Law Institute
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The SEC’s OCIE and FINRA recently released their 2020 exam priorities. Today on the show, we’ll explore what the priorities tell us.
Please note: CLE and CPE credit are not offered for listening to this podcast, and the views and opinions expressed within represent those of the speakers and not necessarily those of PLI.