This episode dives into the FCA’s latest protection market study, unpacks ongoing issues around LISA penalties, and highlights lessons from legacy pension complaints. Vicky Pearce and Rachel MacRae break down what advisers need to know now to stay compliant and protect their clients’ interests.

FCA’s New Focus: Protection, Penalties, and Persistent Problems

Stay up to date with the latest in financial advisory and wealth management regulation. Each week, we break down key regulatory changes, compliance trends, and industry insights to keep you informed. Whether you're a financial adviser, wealth manager, or compliance manager, our expert analysis ensures you stay on top of the rules that matter. Tune in for clear, concise, and actionable updates - because compliance should never be an afterthought.

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FCA’s New Focus: Protection, Penalties, and Persistent Problems

FCA’s New Focus: Protection, Penalties, and Persistent Problems