FWD Thinking

Forward Thinking: Understanding non-financial misconduct


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Regulated firms: get ready for the FCA's new non-financial misconduct rules.

In this episode, financial services partner Sebastian Sayer and employment associate Connie Shaw discuss:

  • what NFM means;
  • why the FCA is increasing scrutiny in this area;
  • how workplace conduct can have regulatory consequences; and
  • the practical steps firms should take before 1 September 2026.

With the implementation deadline approaching, firms should be considering how best to prepare for the new requirements.

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FWD ThinkingBy Fox Williams