Financial Services Disputes and Regulation

FSR Brief EP4: FCA reversal on transparency in investigations – a welcome outcome


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The UK Financial Conduct Authority (FCA) has announced its decision to drop its controversial proposals published last year to name firms it is investigating at an early stage and before any findings of misconduct have been made (sometimes referred to as 'name and shame'). In this episode of the FSR Brief, Jon Ford and Michael Tan discuss the announcement and key outstanding questions and reflect on the FCA's consultation process and decision to ultimately reverse track.

Read more on our blog post.

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Financial Services Disputes and RegulationBy Herbert Smith Freehills Kramer Podcasts


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