The Dark Side of Finance

Horror Investments: A Financial Advisor’s Shocking Misuse of Trust


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In this week’s episode of The Dark Side of Finance, Darryl Lyons dives into the murky world of independent film investments and the devastating consequences of financial misconduct within the industry. Centered on the story of Helen Grace Caldwell, a former Citigroup advisor turned horror film producer, this episode unravels how Caldwell exploited her position to manipulate elderly clients into funding low-budget, niche movies.

Darryl explores how Caldwell’s unchecked access to client accounts enabled her to misappropriate millions of dollars. Through vivid storytelling and expert insights, Darryl uncovers the systemic gaps that allowed Caldwell to operate for nearly a decade before her eventual downfall.

Key show highlights include:

  • The intersection of banking and investment advisory roles - and the systemic risks they can create.
  • How Caldwell misused client trust to fund bizarre and graphic horror films.
  • The critical warning signs of financial exploitation, particularly among vulnerable seniors.
  • Lessons on safeguarding your loved ones from manipulative advisors.

Join Darryl as he paints a vivid picture of how an advisor’s outside business activities can lead to financial devastation. With actionable tips to protect yourself and your family, this episode is a must-listen for anyone seeking to stay vigilant in today’s financial landscape. As always, keep your head on a swivel as we explore The Dark Side of Finance.

Resources:

Inside an indie: Making a film from scratch without a Hollywood budget - CNET

Citi VP accused of exploiting older clients | Injustice Watch

https://www.justice.gov/usao-ndil/media/1333171/dl?inline

HELEN GRACE CALDWELL - BrokerCheck

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The Dark Side of FinanceBy Darryl Lyons

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