Regulate THIS!

Human Resources


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Let's talk about the stuff nobody wants to deal with until it blows up in their face: HR compliance.

Hosts Leila and Tracie from My RIA Lawyer are getting real about employment contracts, non-competes, firing people without getting sued, and all the messy workplace drama that financial firm owners pretend isn't a compliance issue (spoiler alert: it absolutely is).

From hiring your first advisor to navigating the inevitable "this person needs to go" conversation, Leila and Tracie break down how to build HR practices that actually protect your firm. No legal jargon. No corporate BS. Just straight talk about handling the people side of running your business.

Stop guessing. Start protecting yourself. Give this episode a listen.

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