Senate Banking Committee Chair Sherrod Brown criticizes "gamification" of GameStop. NASAA promotes protection of retail investors in federal legislative agenda. FINRA offers guidance on sales charge discounts for investment fund products. NFA proposes compliance rule for CPO members.

If Only We Had Some More Rules

The Cadwalader Cabinet General Counsel podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation each business day. To learn more, visit www.cadwalader.com/thecabinet.
Hosted by William Sadd and Cheryl Kuntz, Produced by William Sadd, and Engineered by Scott Teplin.

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The Cadwalader Cabinet General Counsel podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation each business day. To learn more, visit www.cadwalader.com/thecabinet. Hosted by William Sadd and Cheryl Kuntz, Produced by William Sadd, and Engineered by Scott Teplin.

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If Only We Had Some More Rules

If Only We Had Some More Rules