The Enforcement Insider Podcast

Internal Investigations, Upjohn Warnings, and Thoughts on Best Practices


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In this episode, partners Michael Loesch and Brendan Quigley discuss two recent cases that involved issues resulting from company counsel interviewing corporate executives in an internal investigation and the companies’ later decisions to share information from those interviews with government investigators. Brendan and Michael provide their thoughts on best practices for “Upjohn warnings” and other potential issues company counsel should consider when interviewing individuals. 

  • Baker Botts Client Alert: General Counsel Publicly Reprimanded: PA Supreme Court Ruling Serves as Stark Reminder of Potential Ethical Issues in Government Investigations
  • NYC Bar Association Recommendations
  • DOJ Criminal Division Corporate Enforcement and Voluntary Self-Disclosure Policy
  • ...more
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    The Enforcement Insider PodcastBy enforcementinsider