Mutual Fund Minute

Investment Companies as Commodity Pools – What Are the Compliance Pitfalls?


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Listen here as Jay Baris and Nathan Howell, partners in Sidley’s Investment Funds group, unravel the regulatory mysteries of how mutual funds, ETFs, and registered closed-end funds can invest in commodity futures contracts, subject to the jurisdiction by both the SEC and the CFTC.

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Mutual Fund MinuteBy Sidley Austin LLP

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