FinReg Focus

Investment Firms Prudential Regime: What are the new K-factors?


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Reed Smith partners David Calligan and Karen Butler join Andrew Lowin of Duff & Phelps to discuss the UK’s new Investment Firms Prudential Regime (which comes into force in January 2022). They review why the new K-factors were introduced, and what firms need to know about them and their differing requirements. They also address the detail of the four client risk K-factors and the two market risk K-factors.

For more information, please visit Reed Smith's Financial Regulatory page.

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FinReg FocusBy Reed Smith

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