OCC affirms permissibility of continuing interest rate on assigned loans. NFA incorporates recent rule amendments into self-examination questionnaire. FINRA fines broker-dealer for falsely advertising trading volumes.

It's Like Being Born With a Silver Spoon

The Cadwalader Cabinet General Counsel podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation each business day. To learn more, visit www.cadwalader.com/thecabinet.
Hosted by William Sadd and Cheryl Kuntz, Produced by William Sadd, and Engineered by Scott Teplin.

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The Cadwalader Cabinet General Counsel podcast gives legal and compliance professionals a rundown of emerging developments in financial regulation each business day. To learn more, visit www.cadwalader.com/thecabinet. Hosted by William Sadd and Cheryl Kuntz, Produced by William Sadd, and Engineered by Scott Teplin.

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It's Like Being Born With a Silver Spoon

It's Like Being Born With a Silver Spoon