Bond Investment Mentor

Managing Broker-Dealer Relationships


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Welcome to Bond Investment Mentor! This is a podcast dedicated to helping community financial institutions master the art of fixed-income investments.

In this episode:

  • Monthly prepayment report update (3:13)
  • Federal Reserve watch (5:14)
    • What’s the timeline for tapering and rates?
      • Article by Bill Dudley
    • Potential changes to Fed Board of Governors
    • Voting member rotation at Federal Open Market Committee
  • Graduate School of Banking at Colorado programs (8:58)
    • For more information:  BondInvestmentMentor.com/Colorado
  • Managing broker-dealer relationships (10:56)
    • How many brokers should you have?
    • Due diligence for new broker relationships
    • Broker Check report - download at BrokerCheck.finra.org
    • Managing existing broker relationships
  • New resource!  Broker-dealer due diligence checklist (20:51)
    • Free download at BondInvestmentMentor.com/brokers

If you have questions about anything covered in this episode, please email me at Chris @ BondInvestmentMentor.com.

Do you know someone who could benefit from this information? Please share this episode and podcast with them!

You will find more articles, tips, and resources about fixed-income investing and portfolio management at BondInvestmentMentor.com. Check it out!

Let’s Connect via Social Media!

  • LinkedIn: Christopher Nelson, CFA
  • Facebook: Bond Investment Mentor

 

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Bond Investment MentorBy Chris Nelson, CFA

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