Tom Selman, former head of policy for FINRA, discusses how the regulatory organization supervises conduct at securities brokers and dealers, the meaning of a fiduciary duty, the challenges in protecting investors, and the temptations of over regulating markets.

Market Self Regulation (with Tom Selman)

Join UT-Austin professor and Salem Center director Scott Bauguess as he breaks down active and important regulatory issues in financial markets with student co-hosts and special guests from government, industry, and academia.

Texas Podcast Network is brought to you by The University of Texas at Austin. Podcasts are produced by faculty members and staffers at UT Austin who work with University Communications to craft content that adheres to journalistic best practices. The University of Texas at Austin offers these podcasts at no charge. Podcasts appearing on the network and this webpage represent the views of the hosts, not of The University of Texas at Austin.

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Join UT-Austin professor and Salem Center director Scott Bauguess as he breaks down active and important regulatory issues in financial markets with student co-hosts and special guests from government, industry, and academia. Texas Podcast Network is brought to you by The University of Texas at Austin. Podcasts are produced by faculty members and staffers at UT Austin who work with University Communications to craft content that adheres to journalistic best practices. The University of Texas at Austin offers these podcasts at no charge. Podcasts appearing on the network and this webpage represent the views of the hosts, not of The University of Texas at Austin.

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Market Self Regulation (with Tom Selman)

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