Cadwalader Cabinet General Counsel

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SEC Commissioner Peirce urges SEC to reconsider meaning of terms "facility" and "exchange.” FINRA proposes further extension of pilot program on "clearly erroneous transactions.” FDIC promotes investment partnerships with "mission-driven banks.” Broker-dealer and representative settle FINRA charges for inaccurate expense reporting. FRB seeks input on modernizing the Community Reinvestment Act. Delaware Supreme Court reaffirms primacy of market evidence in determining fair value in appraisal proceedings.

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Cadwalader Cabinet General CounselBy Cadwalader Cabinet