Cadwalader Cabinet General Counsel

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FINRA Board authorizes proposed rulemaking to amend "borrowing and lending rule.” FINRA adopts rules on broker-dealer misconduct. DOL will not enforce fiduciary investment duty rules issued late last year. House Financial Services Committee considers proposed legislation on diversity and equity. FRB issues guidance for assessment of LIBOR transition plans.
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Cadwalader Cabinet General CounselBy Cadwalader Cabinet