Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s Chief Learning Officer, Todd Rosenfeld.  Todd breaks down the new rules and interpretations designed to enhance the quality of retail investors’ relationships with broker-dealers and investment advisors.

Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s Chief Learning Officer, Todd Rosenfeld. Todd breaks down the new rules and interpretations designed to enhance the quality of retail investors’ relationships with broker-dealers and investment advisors.

Learn about the four components of the SEC’s new Regulation Best Interest rule that went into effect June 30, 2020 from STC’s Chief Learning Officer, Todd Rosenfeld.&nbsp; Todd breaks down the new rules and interpretations designed to enhance the quality of retail investors’ relationships with broker-dealers and investment advisors.

New Regulation Best Interest Rules

This podcast will give you tips and insight into securities, insurance, and financial services training. Founded in 1969, STC was created to meet the training needs of the securities industry. Now, 50 years later, our commitment to keeping abreast of the latest technology and hiring only quality people has made STC the most innovative and sought after training company across the financial services industry.

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New Regulation Best Interest Rules

New Regulation Best Interest Rules