Cadwalader Cabinet General Counsel

Nov 17: A Bank by Any Other Name


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Acting Comptroller wants to "modernize the bank regulatory perimeter." Ag Committee Ranking Member offers crypto market blueprint. Financial Services Committee passes bills on SPACs and mandatory arbitration. FINRA proposes expansion of TRACE reporting exemptions for trades on an ATS. Broker-dealer settles FINRA charges for mishandling escrow account.

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Cadwalader Cabinet General CounselBy Cadwalader Cabinet