Beyond Alpha

Preparing for the U.S. Regulatory Reset


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Featuring: Carlo di Florio, President, ACA Group

Jennifer Han, Chief Legal Officer and Head of Global Regulatory Affairs, Managed Funds Association

We dive into the shifting regulatory landscape under the new administration. We explore the changing priorities of the SEC and the implications for asset managers. Discover how to adapt effectively to this new era. 

Highlights: 

- The SEC's plans under Acting Chair Uyeda and incoming Chair Paul Atkins, and how asset managers can keep pace.

- Regulators' decreased emphasis on policies and procedures and a greater focus on protecting retail investors from bad actors.

- Considerations for emerging technologies like blockchain, tokenization, AI, and how firms can stay ahead.

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Beyond AlphaBy Enfusion