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Principles vs. Rules
CFTC adopts electronic trading principles. CFTC revises SEF regulatory framework. CFTC adopts "comprehensive update" to bankruptcy regulations. SEC awards $3 million to five whistleblowers. Pricing service settles sec charges related to single broker quotes. CFTC staff provides trade execution relief for LCH on default management transactions. SEC Chief Accountant highlights OCA priorities during the pandemic.
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By Cadwalader CabinetCFTC adopts electronic trading principles. CFTC revises SEF regulatory framework. CFTC adopts "comprehensive update" to bankruptcy regulations. SEC awards $3 million to five whistleblowers. Pricing service settles sec charges related to single broker quotes. CFTC staff provides trade execution relief for LCH on default management transactions. SEC Chief Accountant highlights OCA priorities during the pandemic.