Pierpoint Perspective$

QP Dufournet-Tran, IHS Markit, SFTR 6M Review Pt 2


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Que Phuong Dufournet-Tran, Trading Services & Analytics Regulatory Affairs, IHS Markit, continues with her SFTR Review, this time looking forward - what is the focus for the firms and industry participants for 2021?

In January 2021, her scope was widened beyond SFTR due to the IHS Markit has acquired Cappitech, a technology provider of regulatory reporting, best execution analysis and business intelligence solutions.  

Timeline

00:00 Introduction

2:42 The motto for 2021 - Data Quality and Control

8:05 The focus on Lifecycle Events

10:58 The problem of missing LEIs for Non-EEA issuers

25:19 Responsibility without Control

30:48 What are market participants focussed on for 2021?

32:37 Data standardisation - an international objective

38:54 No regulation is perfect - in a better place than we were

40:40 Roy's wrap-up

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Pierpoint Perspective$By Roy Zimmerhansl