Rising Edge D&O Podcast

RE #5: UK Regulatory Investigations and Enforcement Actions


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In episode five of the Rising Edge D&O Podcast, Owen Dacey is joined by Richard Burger, Partner in the Regulatory, Compliance and Investigations Group at DWF, to discuss regulatory investigation risks in the UK.
Owen and Richard focus on investigations carried out by the Serious Fraud Office (SFO) and how organisations and directors can be prepared for dawn raids. Richard also explains how such investigations, raids and interviews play out and the mitigating actions that can be taken in advance.
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Rising Edge D&O PodcastBy Rising Edge D&O Podcast

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