The Riffle Podcast

Regulatory Framework for Digital Investment Management in ADGM


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The FSRA has issued its latest Supplementary Guidance on Digital Investment Management — setting out a comprehensive framework for algorithm-based investment services in ADGM.

In this episode of The Riffle, we highlight:

✅ What qualifies as Digital Investment Management — including AI-driven tools and limited human interaction

✅ Required Financial Services Permissions (FSPs) and capital expectations for firms

✅ Core governance pillars: algorithm oversight, testing, security, and ongoing monitoring

✅ Technology governance, cybersecurity controls, and data protection standards

✅ Strengthened AML/TFS expectations and robust suitability + disclosure requirements for retail clients

🏢 Presented by 10 Leaves

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The Riffle PodcastBy 10 Leaves