SIFMA asks FINRA to allow remote branch office inspections. SEC staff says firms are complying with Form CRS requirements. A broker-dealer settles FINRA charges for failure to follow AML procedures. DOJ charges PPP loan applicant with fraud. SEC charges adviser for failure to disclose conflicts of interest. A manufacturer settles OFAC charges for violating Iranian transactions and sanctions regulations. ISDA begins publishing monthly data on usage of risk-free rates.