In this podcast, Pepper partner Gregory J. Nowak is joined by fellow partners Jay A. Dubow and Ivan B. Knauer for a comprehensive review of SEC and FINRA enforcement activity for 2015. What can we expect for 2016?

Review of 2015 SEC and FINRA Enforcement Activity for HFs

Troutman Pepper is a national law firm whose litigation, transactional, and regulatory practices advise a diverse client base. We regularly present podcasts on some of the latest legal issues our clients are facing.

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Review of 2015 SEC and FINRA Enforcement Activity for HFs

Review of 2015 SEC and FINRA Enforcement Activity for HFs