In the second episode we discussed why SMCR is essential for solo regulated firms and analyzed some of the challenges wealth managers have to face to be compliant.
In this episode, we would like to further explore the key pain points of the SMCR.
In the second episode we discussed why SMCR is essential for solo regulated firms and analyzed some of the challenges wealth managers have to face to be compliant.
In this episode, we would like to further explore the key pain points of the SMCR.