<p>Three files total.  Since I was only able to upload one file here, I added the other two files into the shared Dropbox folder.  Please try to enhance the audio as much as possible and if you're able to get the editing completed sooner, it would be greatly appreciated.  Thank you so much for all the help!</p>

Three files total. Since I was only able to upload one file here, I added the other two files into the shared Dropbox folder. Please try to enhance the audio as much as possible and if you're able to get the editing completed sooner, it would be greatly appreciated. Thank you so much for all the help!

<p>Three files total.&nbsp; Since I was only able to upload one file here, I added the other two files into the shared Dropbox folder.&nbsp; Please try to enhance the audio as much as possible and if you're able to get the editing completed sooner, it would be greatly appreciated.&nbsp; Thank you so much for all the help!</p>

S5:E14 | SEC Marketing Rule FAQs | Compliance In Context

Meet Patrick Hayes, investment management counsel at Calfee, Halter & Griswold and your host for The Securities Compliance Podcast presented by the National Society of Compliance Professionals. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers.  Listen today to help elevate your firm’s compliance program and take your career to new heights.

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Meet Patrick Hayes, investment management counsel at Calfee, Halter & Griswold and your host for The Securities Compliance Podcast presented by the National Society of Compliance Professionals. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.

Meet Patrick Hayes, investment management counsel at Calfee, Halter &amp; Griswold and your host for The Securities Compliance Podcast presented by the National Society of Compliance Professionals. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers.  Listen today to help elevate your firm’s compliance program and take your career to new heights.

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S5:E14 | SEC Marketing Rule FAQs | Compliance In Context

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