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Financial institutions are getting hit with billions in fines — not because of fraud, but because of non-compliant mobile communication. In this episode of the Efani Features Podcast, host Mark Kreitzman is joined by Mark Meyer, Partner Manager at Smarsh/TeleMessage, to break down a growing crisis: why SEC-regulated firms are struggling to archive mobile messages, and how a new partnership with Efani offers a fully compliant, secure, and fast-to-deploy solution.
If you're a compliance officer, RIA, broker-dealer, or manage any business regulated by the SEC, FINRA, or CFTC, this episode is a must-listen.
📲 What you’ll learn:
You’ll also hear about Efani’s game-changing guarantee: if you're using Efani’s mobile service with Smarsh archiving and still get fined for noncompliance on mobile — Efani will pay the SEC fine.
🛡️ One secure solution. One compliance vendor. One fixed price.
🔗 Learn more & book a call: https://efani.com/compliance
📤 Explore Smarsh archiving solutions: https://smarsh.com
🎙 Hosted by Mark Kreitzman, General Manager at Efani
By Mark KreitzmanFinancial institutions are getting hit with billions in fines — not because of fraud, but because of non-compliant mobile communication. In this episode of the Efani Features Podcast, host Mark Kreitzman is joined by Mark Meyer, Partner Manager at Smarsh/TeleMessage, to break down a growing crisis: why SEC-regulated firms are struggling to archive mobile messages, and how a new partnership with Efani offers a fully compliant, secure, and fast-to-deploy solution.
If you're a compliance officer, RIA, broker-dealer, or manage any business regulated by the SEC, FINRA, or CFTC, this episode is a must-listen.
📲 What you’ll learn:
You’ll also hear about Efani’s game-changing guarantee: if you're using Efani’s mobile service with Smarsh archiving and still get fined for noncompliance on mobile — Efani will pay the SEC fine.
🛡️ One secure solution. One compliance vendor. One fixed price.
🔗 Learn more & book a call: https://efani.com/compliance
📤 Explore Smarsh archiving solutions: https://smarsh.com
🎙 Hosted by Mark Kreitzman, General Manager at Efani